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Avox chosen by SWIFT to maintain financial industry BIC database – Bobsguide

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Did you hear the following financial news?

Compliance Systems Adds Industry Experts to Its Mortgage Team – PR Newswire (press release)

Compliance Systems Adds Industry Experts to Its Mortgage Team
PR Newswire (press release), NY - Jul 24, 2007
Cost-effective and easy-to integrate, CSi’s solutions are changing how the financial industry measures compliance documentation excellence.

SEC Approves One Watchdog For Brokers Big and Small – Washington Post


Washington Post
SEC Approves One Watchdog For Brokers Big and Small
Washington Post, United States - Jul 26, 2007
The new self-regulatory body, which is funded by the businesses it supervises, will be called the Financial Industry Regulatory Authority.

Financial industry needs to go global: study – Globe and Mail

Financial industry needs to go global: study
Globe and Mail, Canada - Jul 8, 2007
It found that the financial industry is easily beat by sectors such as food and beverages, mining, consumer goods, motor vehicles, pharmaceuticals and

Approval for NASD-SEC enforcement merger – MarketWatch


CNNMoney.com
Approval for NASD-SEC enforcement merger
MarketWatch - Jul 27, 2007
The new watchdog will be known as the Financial Industry Regulatory Authority and will regulate all securities firms that do business with the public.
SEC Approves NYSE/NASD Regulatory Merger On Wall Street
Alphabet soup: NYSE Regulation + NASD = FINRA FinancialWeek (subscription)
Watchdog merger gets SEC approval CNNMoney.com
InvestmentNewsHedgeworld (subscription)
all 12 news articles

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Barbara Ling

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